AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 6 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 6 Value ($000) $0 Avg Close — Range —