AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 6,520 Value ($000) $327 Avg Close — Range —
Q3 2015
Shares 6,520 Value ($000) $325 Avg Close — Range —
Q2 2015
Shares 6,920 Value ($000) $348 Avg Close — Range —
Q1 2015
Shares 6,920 Value ($000) $349 Avg Close — Range —
Q4 2014
Shares 6,920 Value ($000) $348 Avg Close — Range —
Q3 2014
Shares 6,720 Value ($000) $341 Avg Close — Range —
Q2 2014
Shares 6,720 Value ($000) $345 Avg Close — Range —
Q1 2014
Shares 6,620 Value ($000) $338 Avg Close — Range —