AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 200 Value ($000) $10,192 Avg Close — Range —
Q2 2016
Shares 400 Value ($000) $10,422 Avg Close — Range —