ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,118 Value ($000) $92 Avg Close — Range —
Q2 2018
Shares 14,931 Value ($000) $95 Avg Close — Range —
Q1 2018
Shares 16,551 Value ($000) $115 Avg Close — Range —
Q4 2017
Shares 18,902 Value ($000) $159 Avg Close — Range —
Q3 2017
Shares 23,621 Value ($000) $253 Avg Close — Range —