ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

DELTA ASSET MANAGEMENT LLC/TN's Holding History (CIK: 0000860857)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 7,100 Value ($000) $98 Avg Close — Range —
Q4 2016
Shares 7,955 Value ($000) $95 Avg Close — Range —
Q3 2016
Shares 7,955 Value ($000) $103 Avg Close — Range —
Q2 2016
Shares 7,955 Value ($000) $97 Avg Close — Range —
Q1 2016
Shares 9,955 Value ($000) $116 Avg Close — Range —