ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 80,966 Value ($000) $1,101 Avg Close — Range —
Q1 2017
Shares 65,523 Value ($000) $900 Avg Close — Range —
Q4 2016
Shares 67,654 Value ($000) $810 Avg Close — Range —
Q3 2016
Shares 43,017 Value ($000) $559 Avg Close — Range —
Q2 2016
Shares 30,355 Value ($000) $369 Avg Close — Range —
Q1 2016
Shares 37,765 Value ($000) $439 Avg Close — Range —
Q4 2015
Shares 48,025 Value ($000) $557 Avg Close — Range —
Q3 2015
Shares 58,801 Value ($000) $682 Avg Close — Range —
Q2 2015
Shares 80,797 Value ($000) $1,026 Avg Close — Range —
Q1 2015
Shares 73,603 Value ($000) $979 Avg Close — Range —
Q4 2014
Shares 80,392 Value ($000) $1,005 Avg Close — Range —
Q3 2014
Shares 112,292 Value ($000) $1,491 Avg Close — Range —