ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

CAXTON CORP's Holding History (CIK: 0001388551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,005,000 Value ($000) $9,095 Avg Close — Range —
Q3 2019
Shares 1,000,000 Value ($000) $8,890 Avg Close — Range —
Q2 2019
Shares 838,840 Value ($000) $7,029 Avg Close — Range —
Q1 2019
Shares 800,000 Value ($000) $6,000 Avg Close — Range —
Q4 2018
Shares 75,303 Value ($000) $487 Avg Close — Range —
Q3 2018
Shares 57,677 Value ($000) $345 Avg Close — Range —
Q2 2018
Shares 55,359 Value ($000) $354 Avg Close — Range —
Q1 2018
Shares 64,136 Value ($000) $446 Avg Close — Range —
Q4 2017
Shares 59,562 Value ($000) $500 Avg Close — Range —