ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 172,787 Value ($000) $1,448 Avg Close — Range —
Q3 2019
Shares 172,787 Value ($000) $1,536 Avg Close — Range —
Q2 2019
Shares 172,787 Value ($000) $1,448 Avg Close — Range —
Q1 2019
Shares 172,787 Value ($000) $1,296 Avg Close — Range —
Q4 2018
Shares 172,787 Value ($000) $1,118 Avg Close — Range —
Q3 2018
Shares 172,787 Value ($000) $1,035 Avg Close — Range —
Q2 2018
Shares 172,787 Value ($000) $1,104 Avg Close — Range —
Q1 2018
Shares 172,787 Value ($000) $1,203 Avg Close — Range —
Q4 2017
Shares 217,669 Value ($000) $1,827 Avg Close — Range —
Q3 2017
Shares 247,583 Value ($000) $2,652 Avg Close — Range —
Q2 2017
Shares 209,528 Value ($000) $2,847 Avg Close — Range —
Q1 2017
Shares 203,962 Value ($000) $2,803 Avg Close — Range —
Q4 2016
Shares 191,932 Value ($000) $2,297 Avg Close — Range —
Q3 2016
Shares 190,912 Value ($000) $2,480 Avg Close — Range —
Q2 2016
Shares 189,994 Value ($000) $2,308 Avg Close — Range —
Q1 2016
Shares 188,538 Value ($000) $2,193 Avg Close — Range —
Q4 2015
Shares 176,637 Value ($000) $2,049 Avg Close — Range —
Q3 2015
Shares 141,920 Value ($000) $1,645 Avg Close — Range —
Q2 2015
Shares 131,790 Value ($000) $1,674 Avg Close — Range —
Q1 2015
Shares 127,432 Value ($000) $1,695 Avg Close — Range —
Q4 2014
Shares 59,448 Value ($000) $743 Avg Close — Range —