ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 300 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 336 Value ($000) $2 Avg Close — Range —