ALCENTRA CAP CORP

CUSIP: 01374T102 Class: COM

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 75,433 Value ($000) $980 Avg Close — Range —
Q2 2016
Shares 74,461 Value ($000) $905 Avg Close — Range —
Q1 2016
Shares 69,426 Value ($000) $807 Avg Close — Range —
Q4 2015
Shares 64,115 Value ($000) $744 Avg Close — Range —
Q3 2015
Shares 59,349 Value ($000) $688 Avg Close — Range —
Q2 2015
Shares 41,884 Value ($000) $532 Avg Close — Range —