ALCOA INC

CUSIP: 013817101 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 30,000 Value ($000) $290 Avg Close — Range —
Q2 2015
Shares 30,000 Value ($000) $335 Avg Close — Range —
Q1 2015
Shares 30,000 Value ($000) $388 Avg Close — Range —
Q4 2014
Shares 30,000 Value ($000) $474 Avg Close — Range —
Q3 2014
Shares 30,000 Value ($000) $483 Avg Close — Range —
Q2 2014
Shares 82,452 Value ($000) $1,228 Avg Close — Range —
Q1 2014
Shares 80,923 Value ($000) $1,042 Avg Close — Range —
Q4 2013
Shares 60,000 Value ($000) $638 Avg Close — Range —
Q3 2013
Shares 60,000 Value ($000) $487 Avg Close — Range —
Q2 2013
Shares 60,000 Value ($000) $469 Avg Close — Range —