ALCOA INC

CUSIP: 013817309 Class: CNV PFD

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 203,178 Value ($000) $6,724 Avg Close — Range —
Q2 2016
Shares 203,178 Value ($000) $6,724 Avg Close — Range —
Q1 2016
Shares 203,178 Value ($000) $6,737 Avg Close — Range —
Q4 2015
Shares 203,178 Value ($000) $6,819 Avg Close — Range —
Q3 2015
Shares 201,400 Value ($000) $6,727 Avg Close — Range —
Q2 2015
Shares 197,600 Value ($000) $7,811 Avg Close — Range —
Q1 2015
Shares 198,200 Value ($000) $8,689 Avg Close — Range —
Q4 2014
Shares 200,000 Value ($000) $10,090 Avg Close — Range —
Q3 2014
Shares 200,000 Value ($000) $9,980 Avg Close — Range —