ALCOA INC

CUSIP: 013817309 Class: CNV PFD

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 87,020 Value ($000) $2,852 Avg Close — Range —
Q2 2016
Shares 87,415 Value ($000) $2,848 Avg Close — Range —
Q1 2016
Shares 88,170 Value ($000) $2,842 Avg Close — Range —
Q3 2015
Shares 36,730 Value ($000) $1,240 Avg Close — Range —
Q2 2015
Shares 36,730 Value ($000) $1,477 Avg Close — Range —
Q1 2015
Shares 62,340 Value ($000) $2,730 Avg Close — Range —
Q4 2014
Shares 140,315 Value ($000) $7,095 Avg Close — Range —
Q3 2014
Shares 159,650 Value ($000) $7,956 Avg Close — Range —