ALCOA INC

CUSIP: 013817309 Class: CNV PFD

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 111,124 Value ($000) $3,653 Avg Close — Range —
Q2 2016
Shares 116,643 Value ($000) $3,805 Avg Close — Range —
Q1 2016
Shares 131,108 Value ($000) $4,237 Avg Close — Range —
Q4 2015
Shares 136,642 Value ($000) $4,521 Avg Close — Range —
Q3 2015
Shares 167,626 Value ($000) $5,763 Avg Close — Range —
Q2 2015
Shares 161,226 Value ($000) $6,497 Avg Close — Range —
Q1 2015
Shares 152,505 Value ($000) $6,674 Avg Close — Range —
Q4 2014
Shares 150,960 Value ($000) $7,645 Avg Close — Range —
Q3 2014
Shares 110,922 Value ($000) $5,536 Avg Close — Range —