ALCOA INC

CUSIP: 013817309 Class: CNV PFD

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 298,695 Value ($000) $9,856 Avg Close — Range —
Q2 2016
Shares 310,080 Value ($000) $10,149 Avg Close — Range —
Q4 2015
Shares 200,594 Value ($000) $6,810 Avg Close — Range —
Q3 2015
Shares 260,544 Value ($000) $8,834 Avg Close — Range —
Q2 2015
Shares 260,744 Value ($000) $10,307 Avg Close — Range —
Q1 2015
Shares 423,825 Value ($000) $18,580 Avg Close — Range —
Q4 2014
Shares 404,950 Value ($000) $20,522 Avg Close — Range —
Q3 2014
Shares 325,000 Value ($000) $16,244 Avg Close — Range —
Q2 2014
Shares 300,000 Value ($000) $15,030 Avg Close — Range —