ALCOA INC

CUSIP: 013817309 Class: CNV PFD

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 69,951 Value ($000) $2,299 Avg Close — Range —
Q3 2015
Shares 145,179 Value ($000) $4,849 Avg Close — Range —
Q2 2015
Shares 196,231 Value ($000) $7,757 Avg Close — Range —