ALCOA INC

CUSIP: 013817309 Class: CNV PFD

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,325 Value ($000) $109 Avg Close — Range —
Q2 2016
Shares 3,975 Value ($000) $131 Avg Close — Range —
Q1 2016
Shares 4,275 Value ($000) $141 Avg Close — Range —
Q4 2015
Shares 4,275 Value ($000) $142 Avg Close — Range —
Q3 2015
Shares 4,275 Value ($000) $143 Avg Close — Range —
Q2 2015
Shares 4,275 Value ($000) $169 Avg Close — Range —
Q1 2015
Shares 4,875 Value ($000) $214 Avg Close — Range —
Q4 2014
Shares 4,875 Value ($000) $246 Avg Close — Range —
Q3 2014
Shares 4,875 Value ($000) $244 Avg Close — Range —