ALCOA INC

CUSIP: 013817309 Class: CNV PFD

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 107,760 Value ($000) $4,260 Avg Close — Range —
Q1 2015
Shares 136,115 Value ($000) $5,967 Avg Close — Range —
Q4 2014
Shares 193,425 Value ($000) $9,758 Avg Close — Range —
Q3 2014
Shares 50,000 Value ($000) $2,495 Avg Close — Range —