ALCOA INC

CUSIP: 013817309 Class: CNV PFD

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 19,596 Value ($000) $646 Avg Close — Range —
Q2 2016
Shares 19,177 Value ($000) $626 Avg Close — Range —
Q1 2016
Shares 38,838 Value ($000) $1,257 Avg Close — Range —
Q4 2015
Shares 38,728 Value ($000) $1,221 Avg Close — Range —