ALCOA INC

CUSIP: 013817309 Class: CNV PFD

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 405 Value ($000) $13 Avg Close — Range —

Q2 2016

Shares 405 Value ($000) $13 Avg Close — Range —

Q1 2016

Shares 430 Value ($000) $14 Avg Close — Range —

Q4 2015

Shares 430 Value ($000) $14 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	405	$13	—	—
Q2 2016	405	$13	—	—
Q1 2016	430	$14	—	—
Q4 2015	430	$14	—	—