ALCOA INC NOTE M/W

CUSIP: 013817AP6 Class: Interm. Bond

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 50,000 Value ($000) $55 Avg Close — Range —
Q4 2014
Shares 165,000 Value ($000) $1,809 Avg Close — Range —