ALCOA CORP

Ticker: AA CUSIP: 013872106 Class: COM

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 14,400 Value ($000) $167 Avg Close $12.82 Range $9.96 - $15.35

Q2 2018

Shares 403,149 Value ($000) $18,900 Avg Close $48.03 Range $41.41 - $59.56

Q1 2018

Shares 278,312 Value ($000) $12,513 Avg Close $47.30 Range $41.73 - $54.92

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	14,400	$167	$12.82	$9.96 - $15.35
Q2 2018	403,149	$18,900	$48.03	$41.41 - $59.56
Q1 2018	278,312	$12,513	$47.30	$41.73 - $54.92