ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

PIPER SANDLER & CO.'s Holding History (CIK: 0000724683)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 50,000 Value ($000) $195 Avg Close — Range —
Q4 2013
Shares 85,000 Value ($000) $374 Avg Close — Range —