ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

KORNITZER CAPITAL MANAGEMENT INC /KS's Holding History (CIK: 0000898358)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 10,000 Value ($000) $44 Avg Close — Range —
Q3 2013
Shares 166,700 Value ($000) $588 Avg Close — Range —
Q2 2013
Shares 166,700 Value ($000) $303 Avg Close — Range —