ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 432,482 Value ($000) $1,535 Avg Close — Range —
Q3 2014
Shares 498,942 Value ($000) $1,512 Avg Close — Range —
Q3 2013
Shares 382,550 Value ($000) $1,350 Avg Close — Range —
Q2 2013
Shares 1,216,400 Value ($000) $2,214 Avg Close — Range —