ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

ASSETMARK, INC's Holding History (CIK: 0001344551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 735 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 96 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 233,872 Value ($000) $847 Avg Close — Range —
Q1 2015
Shares 234,869 Value ($000) $876 Avg Close — Range —
Q4 2014
Shares 237,509 Value ($000) $843 Avg Close — Range —
Q3 2014
Shares 241,262 Value ($000) $731 Avg Close — Range —
Q2 2014
Shares 249,156 Value ($000) $887 Avg Close — Range —
Q1 2014
Shares 415,957 Value ($000) $1,622 Avg Close — Range —
Q4 2013
Shares 604,852 Value ($000) $2,661 Avg Close — Range —
Q3 2013
Shares 643,801 Value ($000) $2,273 Avg Close — Range —