ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 32,718 Value ($000) $128 Avg Close — Range —
Q3 2015
Shares 190,595 Value ($000) $705 Avg Close — Range —
Q2 2015
Shares 197,531 Value ($000) $689 Avg Close — Range —
Q1 2015
Shares 203,929 Value ($000) $761 Avg Close — Range —
Q4 2014
Shares 206,736 Value ($000) $734 Avg Close — Range —
Q3 2014
Shares 200,310 Value ($000) $595 Avg Close — Range —
Q2 2014
Shares 208,805 Value ($000) $743 Avg Close — Range —
Q1 2014
Shares 213,030 Value ($000) $831 Avg Close — Range —
Q4 2013
Shares 215,722 Value ($000) $949 Avg Close — Range —
Q3 2013
Shares 207,780 Value ($000) $790 Avg Close — Range —
Q2 2013
Shares 202,369 Value ($000) $368 Avg Close — Range —