ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,008,880 Value ($000) $3,682 Avg Close — Range —
Q2 2015
Shares 1,093,565 Value ($000) $3,959 Avg Close — Range —
Q1 2015
Shares 363,050 Value ($000) $1,354 Avg Close — Range —
Q4 2014
Shares 477,610 Value ($000) $1,696 Avg Close — Range —
Q3 2014
Shares 404,510 Value ($000) $1,226 Avg Close — Range —
Q2 2014
Shares 94,510 Value ($000) $336 Avg Close — Range —
Q1 2014
Shares 150,100 Value ($000) $585 Avg Close — Range —
Q4 2013
Shares 99,300 Value ($000) $437 Avg Close — Range —
Q3 2013
Shares 50,400 Value ($000) $178 Avg Close — Range —