ALCATEL-LUCENT

CUSIP: 013904305 Class: SPONSORED ADR

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 868 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 1,179 Value ($000) $5 Avg Close — Range —
Q3 2015
Shares 1,179 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 1,179 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 1,179 Value ($000) $4 Avg Close — Range —
Q4 2014
Shares 1,193 Value ($000) $4 Avg Close — Range —
Q3 2014
Shares 1,193 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 1,365 Value ($000) $5 Avg Close — Range —
Q1 2014
Shares 1,365 Value ($000) $5 Avg Close — Range —
Q4 2013
Shares 2,393 Value ($000) $11 Avg Close — Range —