ALEXANDRIA REAL ESTATE EQ IN

CUSIP: 015271505 Class: CONVERTIBLE PREFERRED STOCK

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 75,000 Value ($000) $2,669 Avg Close — Range —
Q2 2016
Shares 75,000 Value ($000) $2,559 Avg Close — Range —
Q1 2016
Shares 198,000 Value ($000) $5,749 Avg Close — Range —
Q4 2015
Shares 270,000 Value ($000) $7,237 Avg Close — Range —