ALEXZA PHARMACEUTICALS INC

CUSIP: 015384209 Class: CMN

ROCKY MOUNTAIN ADVISERS, LLC's Holding History (CIK: 0001512779)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,350 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 4,350 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 4,350 Value ($000) $5 Avg Close — Range —
Q2 2015
Shares 4,350 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 4,350 Value ($000) $9 Avg Close — Range —
Q4 2014
Shares 4,350 Value ($000) $6 Avg Close — Range —
Q3 2014
Shares 350 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 350 Value ($000) $2 Avg Close — Range —
Q1 2014
Shares 350 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 350 Value ($000) $2 Avg Close — Range —