Sumitomo Mitsui Financial Grou

CUSIP: 015774371 Class: COM

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 41,500 Value ($000) $2,134 Avg Close — Range —
Q3 2013
Shares 41,500 Value ($000) $2,002 Avg Close — Range —