ALIBABA GROUP HLDG LTD

Ticker: BABA CUSIP: 01609W102 Class: SPONSORED ADS

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 12,000 Value ($000) $2,793 Avg Close — Range —

Q3 2019

Shares 20,000 Value ($000) $3,345 Avg Close — Range —

Q2 2019

Shares 25,200 Value ($000) $4,270 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	12,000	$2,793	—	—
Q3 2019	20,000	$3,345	—	—
Q2 2019	25,200	$4,270	—	—