ALIBABA GROUP HLDG LTD

Ticker: BABA CUSIP: 01609W102 Class: SPONSORED ADS

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 2,121 Value ($000) $404 Avg Close — Range —

Q1 2018

Shares 1,358 Value ($000) $249 Avg Close — Range —

Q4 2017

Shares 1,376 Value ($000) $237 Avg Close — Range —

Q3 2017

Shares 1,455 Value ($000) $251 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	2,121	$404	—	—
Q1 2018	1,358	$249	—	—
Q4 2017	1,376	$237	—	—
Q3 2017	1,455	$251	—	—