ALIBABA GROUP HLDG LTD

CUSIP: 01609W952 Class: OPTION

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 500 Value ($000) $167 Avg Close — Range —
Q4 2016
Shares 3,500 Value ($000) $388 Avg Close — Range —
Q3 2016
Shares 3,416 Value ($000) $303 Avg Close — Range —