ALIBABA GROUP HLDG LTD

CUSIP: 01609w102 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,429 Value ($000) $262 Avg Close — Range —
Q4 2016
Shares 2,479 Value ($000) $218 Avg Close — Range —
Q3 2016
Shares 2,429 Value ($000) $257 Avg Close — Range —
Q2 2015
Shares 5,417 Value ($000) $446 Avg Close — Range —
Q1 2015
Shares 4,425 Value ($000) $368 Avg Close — Range —