ALLIANCE HOLDINGS GP LP

CUSIP: 01861G100 Class: COM UNITS LP

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 10,566 Value ($000) $303 Avg Close — Range —
Q4 2016
Shares 10,400 Value ($000) $293 Avg Close — Range —
Q2 2015
Shares 7,119 Value ($000) $265 Avg Close — Range —
Q4 2014
Shares 3,525 Value ($000) $215 Avg Close — Range —
Q3 2014
Shares 3,300 Value ($000) $222 Avg Close — Range —
Q2 2014
Shares 3,300 Value ($000) $214 Avg Close — Range —
Q1 2014
Shares 3,300 Value ($000) $205 Avg Close — Range —
Q3 2013
Shares 3,300 Value ($000) $201 Avg Close — Range —
Q2 2013
Shares 3,338 Value ($000) $213 Avg Close — Range —