ALLIANCE FIBER OPTIC PRODS I

CUSIP: 018680306 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 372,094 Value ($000) $5,503 Avg Close — Range —
Q4 2015
Shares 396,684 Value ($000) $6,014 Avg Close — Range —
Q3 2015
Shares 343,602 Value ($000) $5,872 Avg Close — Range —
Q2 2015
Shares 337,902 Value ($000) $6,268 Avg Close — Range —
Q1 2015
Shares 360,332 Value ($000) $6,277 Avg Close — Range —
Q4 2014
Shares 410,852 Value ($000) $5,961 Avg Close — Range —
Q3 2014
Shares 267,300 Value ($000) $3,324 Avg Close — Range —
Q2 2014
Shares 1,000 Value ($000) $18 Avg Close — Range —
Q1 2014
Shares 270 Value ($000) $4 Avg Close — Range —
Q4 2013
Shares 320 Value ($000) $5 Avg Close — Range —
Q3 2013
Shares 53,928 Value ($000) $1,105 Avg Close — Range —
Q2 2013
Shares 519 Value ($000) $10 Avg Close — Range —