ALLIANCE FIBER OPTIC PRODS I

CUSIP: 018680306 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 750 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 750 Value ($000) $11 Avg Close — Range —
Q2 2014
Shares 6,250 Value ($000) $113 Avg Close — Range —
Q1 2014
Shares 250 Value ($000) $4 Avg Close — Range —