ALLIANCE FIBER OPTIC PRODS I

CUSIP: 018680306 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 16,826 Value ($000) $345 Avg Close — Range —
Q2 2013
Shares 13,747 Value ($000) $275 Avg Close — Range —