ALLIANCE FIBER OPTIC PRODS I

CUSIP: 018680306 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 23,396 Value ($000) $339 Avg Close — Range —
Q4 2013
Shares 48,472 Value ($000) $730 Avg Close — Range —
Q3 2013
Shares 47,772 Value ($000) $888 Avg Close — Range —