ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 500 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 500 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 5,875 Value ($000) $33 Avg Close — Range —
Q2 2015
Shares 20,127 Value ($000) $163 Avg Close — Range —
Q1 2015
Shares 47,118 Value ($000) $430 Avg Close — Range —
Q4 2014
Shares 13,928 Value ($000) $131 Avg Close — Range —
Q3 2014
Shares 14,841 Value ($000) $141 Avg Close — Range —
Q2 2014
Shares 13,841 Value ($000) $146 Avg Close — Range —
Q1 2014
Shares 3,700 Value ($000) $37 Avg Close — Range —
Q4 2013
Shares 3,700 Value ($000) $35 Avg Close — Range —
Q3 2013
Shares 7,400 Value ($000) $68 Avg Close — Range —