ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 189,642 Value ($000) $1,051 Avg Close — Range —
Q4 2015
Shares 185,242 Value ($000) $1,026 Avg Close — Range —
Q4 2013
Shares 111,218 Value ($000) $1,080 Avg Close — Range —