ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 13,971 Value ($000) $94 Avg Close — Range —
Q4 2017
Shares 11,766 Value ($000) $83 Avg Close — Range —
Q3 2017
Shares 11,758 Value ($000) $84 Avg Close — Range —
Q2 2017
Shares 11,000 Value ($000) $77 Avg Close — Range —
Q1 2017
Shares 11,003 Value ($000) $75 Avg Close — Range —
Q4 2016
Shares 24,421 Value ($000) $156 Avg Close — Range —
Q3 2016
Shares 21,142 Value ($000) $143 Avg Close — Range —
Q2 2016
Shares 24,052 Value ($000) $148 Avg Close — Range —
Q1 2016
Shares 22,401 Value ($000) $124 Avg Close — Range —
Q4 2015
Shares 16,805 Value ($000) $94 Avg Close — Range —
Q3 2015
Shares 15,886 Value ($000) $93 Avg Close — Range —
Q2 2015
Shares 14,873 Value ($000) $121 Avg Close — Range —
Q4 2014
Shares 3,210 Value ($000) $30 Avg Close — Range —
Q4 2013
Shares 4,890 Value ($000) $47 Avg Close — Range —
Q3 2013
Shares 4,890 Value ($000) $46 Avg Close — Range —
Q2 2013
Shares 5,090 Value ($000) $47 Avg Close — Range —