ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 17,990 Value ($000) $121 Avg Close — Range —
Q4 2017
Shares 399 Value ($000) $3 Avg Close — Range —
Q1 2017
Shares 30 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 1,800 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 1,640 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 2,002 Value ($000) $12 Avg Close — Range —
Q2 2015
Shares 11,873 Value ($000) $96 Avg Close — Range —
Q1 2015
Shares 2,143 Value ($000) $20 Avg Close — Range —
Q3 2013
Shares 443 Value ($000) $4 Avg Close — Range —