ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 36,131 Value ($000) $231 Avg Close — Range —
Q3 2016
Shares 34,631 Value ($000) $234 Avg Close — Range —
Q2 2016
Shares 16,806 Value ($000) $103 Avg Close — Range —