ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 2,994 Value ($000) $17 Avg Close — Range —
Q2 2015
Shares 1,900 Value ($000) $15 Avg Close — Range —
Q1 2015
Shares 1,900 Value ($000) $17 Avg Close — Range —
Q4 2014
Shares 1,900 Value ($000) $18 Avg Close — Range —
Q3 2014
Shares 1,900 Value ($000) $18 Avg Close — Range —
Q2 2014
Shares 1,900 Value ($000) $20 Avg Close — Range —
Q1 2014
Shares 1,900 Value ($000) $19 Avg Close — Range —
Q4 2013
Shares 1,900 Value ($000) $18 Avg Close — Range —
Q3 2013
Shares 2,900 Value ($000) $28 Avg Close — Range —
Q2 2013
Shares 2,900 Value ($000) $27 Avg Close — Range —