ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

CTC Alternative Strategies, Ltd.'s Holding History (CIK: 0001569550)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 13,100 Value ($000) $123,533 Avg Close — Range —
Q2 2013
Shares 13,100 Value ($000) $120,127 Avg Close — Range —