ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Stratos Wealth Partners, LTD.'s Holding History (CIK: 0001612865)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,000 Value ($000) $58 Avg Close — Range —
Q3 2019
Shares 12,000 Value ($000) $68 Avg Close — Range —
Q2 2019
Shares 12,000 Value ($000) $68 Avg Close — Range —
Q1 2019
Shares 12,000 Value ($000) $78 Avg Close — Range —
Q4 2018
Shares 10,000 Value ($000) $52 Avg Close — Range —
Q1 2018
Shares 3,000 Value ($000) $20 Avg Close — Range —