ALLIANZGI CONV & INCOME FD

CUSIP: 018828103 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 19 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 19 Value ($000) $0 Avg Close — Range —
Q2 2020
Shares 19 Value ($000) $0 Avg Close — Range —
Q1 2020
Shares 19 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 674 Value ($000) $6 Avg Close — Range —
Q3 2014
Shares 674 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 674 Value ($000) $7 Avg Close — Range —
Q1 2014
Shares 674 Value ($000) $7 Avg Close — Range —
Q4 2013
Shares 674 Value ($000) $7 Avg Close — Range —